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Matthew Monigal

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newport Beach, CA

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-17
CA RA APPROVED 2025-10-18
  • TX RA
    APPROVED
    Since 2025-11-17
  • CA RA
    APPROVED
    Since 2025-10-18

Branch Locations

520 Newport Center Dr, Newport Beach, CA 92660 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Newport Beach CA 07/2025 Present
Whittier Trust & Investment Company Newport Beach CA 06/2023 08/2023
Merrill Lynch New York City NY 06/2024 08/2024
Washington University In St. Louis St. Louis MO 08/2021 05/2025
Jericho High School Jericho NY 08/2017 05/2021
Lido Isle Yacht Club Newport Beach CA 06/2019 07/2022
Lido Isle Yacht Club Newport Beach NY 08/2015 07/2017
  • 07/2025 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Newport Beach, CA
  • 06/2023 → 08/2023
    Whittier Trust & Investment Company
    Newport Beach, CA
  • 06/2024 → 08/2024
    Merrill Lynch
    New York City, NY
  • 08/2021 → 05/2025
    Washington University In St. Louis
    St. Louis, MO
  • 08/2017 → 05/2021
    Jericho High School
    Jericho, NY
  • 06/2019 → 07/2022
    Lido Isle Yacht Club
    Newport Beach, CA
  • 08/2015 → 07/2017
    Lido Isle Yacht Club
    Newport Beach, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-17
  • S66 Uniform Combined State Law Examination
    2025-10-17
Other Names
  • Matthew Joseph Monigal

View on SEC IAPD

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Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

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