Keith Wiley

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2017 → Present
  Jpmorgan Chase Bank, N.A.
  Fort Worth, TX
• 07/2017 → Present
  J.P. Morgan Securities Llc
  Fort Worth, TX
• 12/2013 → 06/2017
  First Financial Trust & Asset Management
  Abilene, TX
• 03/2021 → Present
  Texas Tech University Investment Resource Council
  Lubbock, TX

Previous Registrations

• 2008-05-05 → 2017-08-23
  Lee Financial Company, Llc
  Dallas, TX

Other Businesses

Entity Name: Texas Tech University Investment Resource Council Investment related: Y "Address: 2500 Broadway, Lubbock, TX 79409 https://www.ttu.edu/" Nature of the other business: Higher Education Position/Title/Relationship: University Investment Council Start Date: 03/15/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: The IRC is a resource council that supports stewardship and communication for the TTU System's investments program. Role of IRC: Review IPS with asset allocation ranges Review tactical asset target and ranges Review performance benchmarks Support stewardship of and communication with stakeholders"

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-07-10
• S63 Uniform Securities Agent State Law Examination
  2017-08-31

Designations

• Chartered Financial Analyst

Other Names

• Keith Layne Wiley
• Keith L Wiley