Luminita S Mora

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED_RES	2024-06-13

CA RA
APPROVED_RES

Since 2024-06-13

Branch Locations

101 E Redlands Blvd Ste 207, Redlands, CA 92373 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cetera Investment Advisers Llc	Schaumburg	IL	06/2024	Present
Cetera Financial Specialists Llc	Schaumburg	IL	06/2024	Present
Dennis G Phillips & Associates Inc	Redlands	CA	05/2007	06/2024

06/2024 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
06/2024 → Present

Cetera Financial Specialists Llc

Schaumburg, IL
05/2007 → 06/2024

Dennis G Phillips & Associates Inc

Redlands, CA

Other Businesses

Dennis G Phillips & Associates Inc 101 E Redlands Blvd Ste 207, Redlands CA 92373 CEO, starting date September 1st 2020, 225 hours work per month Tax preparation, supervising

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Other Businesses

Other Firms

Other Investors

Other Offices

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