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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-12-11 |
| WI | RA | APPROVED | 2025-08-26 |
Branch Locations
100 W Main St Suite 500, Lexington, KY 40507 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed/Student | Westerville | OH | 05/2015 | 05/2021 |
| Worthington Hills Country Club | Columbus | OH | 05/2021 | 08/2021 |
| Unemployed/Student | Lexington | KY | 08/2021 | 05/2024 |
| Baird | Lexington | KY | 05/2024 | 08/2024 |
| Unemployed/Student | Lexington | KY | 08/2024 | 05/2025 |
| Baird | Milwaukee | WI | 06/2025 | Present |
Name/Address: Lexington Christian Academy, 450 W Reynolds Rd, Lexington, KY 40503 Start Date: 5/29/2026 Hours Spent: 16 or more per month; During Trading Hours: 0-3 Role/Responsibility: Varsity Assistance Boys Basketball Coach Not Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-25 |
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