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Andrew Thomas Swinney

Horan Wealth, LLC

Cincinnati, OH

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Current Employers
Horan Wealth, Llc

8044 Montgomery Rd, Ste 640, Cincinnati, OH 45236 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-12-05
IN RA APPROVED 2025-12-04
KY RA APPROVED 2025-12-04
  • OH RA
    APPROVED
    Since 2025-12-05
  • IN RA
    APPROVED
    Since 2025-12-04
  • KY RA
    APPROVED
    Since 2025-12-04

Branch Locations

8044 Montgomery Rd, Ste 640, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M Holdings Securities, Inc. Portland OR 02/2025 Present
Horan Wealth Cincinnati OH 05/2024 Present
Chick-Fil-A Liberty Township OH 06/2023 05/2024
University Of Cincinnati Athletics Cincinnati OH 04/2022 06/2023
Chick-Fil-A Liberty Township OH 07/2019 04/2022
Unemployed Liberty Township OH 05/2015 07/2019
Full Time Education Cincinnati OH 08/2021 05/2025
  • 02/2025 → Present
    M Holdings Securities, Inc.
    Portland, OR
  • 05/2024 → Present
    Horan Wealth
    Cincinnati, OH
  • 06/2023 → 05/2024
    Chick-Fil-A
    Liberty Township, OH
  • 04/2022 → 06/2023
    University Of Cincinnati Athletics
    Cincinnati, OH
  • 07/2019 → 04/2022
    Chick-Fil-A
    Liberty Township, OH
  • 05/2015 → 07/2019
    Unemployed
    Liberty Township, OH
  • 08/2021 → 05/2025
    Full Time Education
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-04
S63 Uniform Securities Agent State Law Examination 2025-10-17
  • S65 Uniform Investment Adviser Law Examination
    2025-12-04
  • S63 Uniform Securities Agent State Law Examination
    2025-10-17
Other Names
  • Andrew T Swinney
  • Drew Thomas Swinney

View on SEC IAPD

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CHRISTOPHER CHARLES HAIS
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JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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