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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-03-10
  • NJ RA
    APPROVED
    Since 2026-03-10

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

105 Roosevelt Blvd, Marmora, NJ 08223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors Dba Tristate Financial Advisors Philadelphia PA 05/2024 03/2025
Uncle Bills Pancake House Avalon NJ 06/2017 01/2026
Middle Township Public Schools Cape May Court House NJ 09/2013 06/2021
Trinity Wealth Securities, Llc Philadelphia PA 08/2024 03/2025
Kestra Investment Services, Llc Marmora NJ 02/2026 Present
Kestra Advisory Services, Llc Marmora NJ 02/2026 Present
  • 05/2024 → 03/2025
    Florida Financial Advisors Dba Tristate Financial Advisors
    Philadelphia, PA
  • 06/2017 → 01/2026
    Uncle Bills Pancake House
    Avalon, NJ
  • 09/2013 → 06/2021
    Middle Township Public Schools
    Cape May Court House, NJ
  • 08/2024 → 03/2025
    Trinity Wealth Securities, Llc
    Philadelphia, PA
  • 02/2026 → Present
    Kestra Investment Services, Llc
    Marmora, NJ
  • 02/2026 → Present
    Marmora, NJ
Previous Registrations
Other Businesses

Name: REICH ASSET MANAGEMENT, LLC POSITION: Associate Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/09/2026 ADDRESS: 105 Roosevelt Blvd, Marmora NJ 08223, United States DESCRIPTION: Assist advisors with case prep, note-taking, recommendations, etc. Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/09/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: REICH ASSET MANAGEMENT, LLC POSITION: Associate Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/09/2026 ADDRESS: 105 Roosevelt Blvd, Marmora NJ 08223, United States DESCRIPTION: Assist advisors with case prep, note-taking, recommendations, etc.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-08-05
S65 Uniform Investment Adviser Law Examination 2024-01-31
  • S63 Uniform Securities Agent State Law Examination
    2024-08-05
  • S65 Uniform Investment Adviser Law Examination
    2024-01-31
Other Names
  • Braiden Scarpa

View on SEC IAPD

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