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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-03-10 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
105 Roosevelt Blvd, Marmora, NJ 08223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Financial Advisors Dba Tristate Financial Advisors | Philadelphia | PA | 05/2024 | 03/2025 |
| Uncle Bills Pancake House | Avalon | NJ | 06/2017 | 01/2026 |
| Middle Township Public Schools | Cape May Court House | NJ | 09/2013 | 06/2021 |
| Trinity Wealth Securities, Llc | Philadelphia | PA | 08/2024 | 03/2025 |
| Kestra Investment Services, Llc | Marmora | NJ | 02/2026 | Present |
| Kestra Advisory Services, Llc | Marmora | NJ | 02/2026 | Present |
Name: REICH ASSET MANAGEMENT, LLC POSITION: Associate Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/09/2026 ADDRESS: 105 Roosevelt Blvd, Marmora NJ 08223, United States DESCRIPTION: Assist advisors with case prep, note-taking, recommendations, etc. Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/09/2026 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: REICH ASSET MANAGEMENT, LLC POSITION: Associate Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/09/2026 ADDRESS: 105 Roosevelt Blvd, Marmora NJ 08223, United States DESCRIPTION: Assist advisors with case prep, note-taking, recommendations, etc.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-08-05 |
| S65 | Uniform Investment Adviser Law Examination | 2024-01-31 |
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