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Nianfei Shen

Wells Fargo Clearing Services, LLC

Issaquah, WA

Seattle, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-10-07
  • WA RA
    APPROVED
    Since 2024-10-07

Branch Locations

1190 Nw Gilman Blvd, Issaquah, WA 98027 • United States

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Kirkland WA 05/2024 Present
Wells Fargo Bank, Na Kirkland WA 11/2022 Present
Trader Joe'S Kirkland WA 04/2022 06/2023
Dolar Shop Restaurant Group Bellevue WA 06/2021 04/2022
Unemployment Seattle WA 12/2019 06/2021
North Seattle Community College Seattle WA 10/2016 12/2019
Unemployment Chengdu 05/2015 10/2016
  • 05/2024 → Present
    Wells Fargo Clearing Services, Llc
    Kirkland, WA
  • 11/2022 → Present
    Wells Fargo Bank, Na
    Kirkland, WA
  • 04/2022 → 06/2023
    Trader Joe'S
    Kirkland, WA
  • 06/2021 → 04/2022
    Dolar Shop Restaurant Group
    Bellevue, WA
  • 12/2019 → 06/2021
    Unemployment
    Seattle, WA
  • 10/2016 → 12/2019
    North Seattle Community College
    Seattle, WA
  • 05/2015 → 10/2016
    Unemployment
    Chengdu
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-07
S63 Uniform Securities Agent State Law Examination 2024-09-12
  • S65 Uniform Investment Adviser Law Examination
    2024-10-07
  • S63 Uniform Securities Agent State Law Examination
    2024-09-12

View on SEC IAPD

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U.S. BANCORP ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
HIGHLAND CAPITAL ADVISORS, LLC

Other Investors

LUCA OMAR PROCEL
GEORGE WATKINS ROBERTSON
PAUL KETCHUM
CYNTHIA LOUISE LEE
MARSHALL SMITH
RODNEY TAMENO
PATRICK PARDON
ADAM ANTHONY HARGRAVE

Other Offices

OSAIC WEALTH, INC. · ISSAQUAH, WA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ISSAQUAH, WA
J.P. MORGAN SECURITIES LLC · ISSAQUAH, WA
U.S. BANCORP ADVISORS, LLC · Issaquah, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ISSAQUAH, WA
EDWARD JONES · ISSAQUAH, WA
EDWARD JONES · ISSAQUAH, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Issaquah, WA

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