Luca Omar Procel

Current Employers

Employment History

• 01/2013 → 07/2018
  Cetera Advisors Llc
  Denver, CO
• 08/2018 → 10/2020
  Kms Financial Services, Inc
  Seattle, WA
• 11/2020 → 06/2024
  Securities America, Inc.
  Issaquah, WA
• 11/2020 → 06/2024
  Securities America Advisors, Inc.
  Issaquah, WA
• 10/2022 → 11/2024
  Arbor Point Advisors
  Issaquah, WA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Issaquah, WA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Issaquah, WA
• 11/2024 → Present
  Osaic Advisory Services, Llc
  Atlanta, GA

Previous Registrations

• 2022-10-13 → 2024-11-08
  Arbor Point Advisors
  Issaquah, WA
  Issaquah, WA
• 2020-11-06 → 2024-06-14
  Securities America Advisors, Inc.
  Newcastle, WA
  Issaquah, WA
  Issaquah, WA
• 2018-08-10 → 2020-11-06
  Kms Financial Services, Inc.
  Seattle, WA
  Seattle, WA
  Seattle, WA
• 2012-08-08 → 2018-08-03
  Cetera Advisors Llc
  Newcastle, WA
  Greenwood Village, CO
  Newcastle, WA
  Newcastle, WA
  Greenwood Village, CO
  Colorado Springs, CO
  Allentown, PA

Other Businesses

1. DBA - Procel Financial 2. PROCEL FINANCIAL (SAA) POSITION: Owner NATURE: Advisory Business INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 12/11/2020 ADDRESS: 1275 12th Ave NW, Suite 1B, Issaquah WA 98027, United States DESCRIPTION: Offering advisory services to clients and prospects. 3. PROCEL FINANCIAL POSITION: Owner NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/11/2020 ADDRESS: 1275 12th Ave NW, Suite 1B, Issaquah WA 98027, United States DESCRIPTION: Selling insurance products, including Fixed Income Annuities and Variable Annuities.

Exams

• S66 Uniform Combined State Law Examination
  2012-07-26
• S63 Uniform Securities Agent State Law Examination
  1999-05-14

Other Names

• Luca Omar Procel