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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-13 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | New York | NY | 05/2024 | 04/2026 |
| Doordash | Dallas | TX | 11/2021 | 12/2023 |
| Southern Methodist University Behavioral Research Lab | Dallas | TX | 08/2022 | 05/2023 |
| Panera Bread | Bolingbrook | IL | 04/2018 | 07/2020 |
| Green Door Funding | Boston | MA | 05/2021 | 08/2021 |
| Cheetah Capital | Boston | MA | 05/2022 | 08/2022 |
| Neuqua Valley High School | Naperville | IL | 04/2014 | 08/2019 |
| Iowa State University | Ames | IA | 08/2019 | 08/2021 |
| Southern Methodist University | Dallas | TX | 08/2021 | 05/2024 |
| Dallas Jackals | Arlington | TX | 04/2024 | 07/2024 |
| Fisher Investments | Plano | TX | 05/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2024-02-13 |
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