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Carina Montes De Oca Chiman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-02
TX RA APPROVED 2024-10-02
  • CA RA
    APPROVED
    Since 2024-10-02
  • TX RA
    APPROVED
    Since 2024-10-02

Branch Locations

2555-2595 W Chandler Blvd Ci Client Services, Chandler, AZ 85224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 05/2024 Present
Raley'S Arizona, Llc Chandler AZ 12/2021 03/2024
Western Refining, Llc Tucson AZ 05/2016 03/2018
Pima Community College Tucson AZ 01/2017 12/2017
Unemployment Maricopa AZ 03/2024 05/2024
Bashas' Corporate Chandler AZ 03/2018 12/2021
  • 05/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chandler, AZ
  • 12/2021 → 03/2024
    Raley'S Arizona, Llc
    Chandler, AZ
  • 05/2016 → 03/2018
    Western Refining, Llc
    Tucson, AZ
  • 01/2017 → 12/2017
    Pima Community College
    Tucson, AZ
  • 03/2024 → 05/2024
    Unemployment
    Maricopa, AZ
  • 03/2018 → 12/2021
    Bashas' Corporate
    Chandler, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-17
  • S66 Uniform Combined State Law Examination
    2024-09-17
Other Names
  • Carina Montesdeoca
  • Carina Chiman

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
EDWARD JONES · CHANDLER, AZ
LPL FINANCIAL LLC · CHANDLER, AZ
VAL VISTA CAPITAL MANAGEMENT, LLC · SUN LAKES, AZ
WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
EDWARD JONES · SUN LAKES, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Chandler, AZ
INDEPENDENT FINANCIAL GROUP, LLC · CHANDLER, AZ

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