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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2020-12-02 |
| CA | RA | APPROVED | 2020-12-01 |
Branch Locations
925 E Ocotillo Rd, Chandler, AZ 85249 • United States
4823 E Ray Rd, Phoenix, AZ 85044 • United States
1100 W Queen Creek Rd, Chandler, AZ 85248 • United States
8601 N Scottsdale Rd Ste 150 [Sf-Rbo], Scottsdale, AZ 85253 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Chandler | AZ | 05/2012 | Present |
| Wells Fargo Advisors, Llc | Chandler | AZ | 06/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Chandler | AZ | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-11 |
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