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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2011-11-15 |
Branch Locations
161 E Rivulon Blvd Ste 201 [Mz-Rbo], Gilbert, AZ 85297 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Chandler | AZ | 11/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Chandler | AZ | 11/2016 | Present |
TBD CORP, INVT RELATED, SUN LAKES, AZ, 100% OWNERSHIP, START 6/25/2021, 10 HRS PER MONTH, 0 HRS DURING TRADING, HIRE CONTRACTORS TO OVERSEE WORK.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-01 |
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