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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-20
CA RA APPROVED 2024-09-02
  • TX RA
    APPROVED
    Since 2024-09-20
  • CA RA
    APPROVED
    Since 2024-09-02

Branch Locations

801 10Th St, Modesto, CA 95354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Modesto CA 09/2022 Present
Self Employed Manteca CA 05/2022 08/2022
Lithia Of Lodi Lodi CA 03/2022 05/2022
Comcast Modesto CA 07/2017 02/2022
Pepsico Modesto CA 02/2017 06/2017
Delta Sierra Beverage Modesto CA 03/2013 10/2016
Unemployed Modesto CA 11/2016 01/2017
Modesto Junior College Modesto CA 03/2016 09/2016
Bank Of America, N.A. Modesto CA 07/2024 Present
  • 09/2022 → Present
    Modesto, CA
  • 05/2022 → 08/2022
    Self Employed
    Manteca, CA
  • 03/2022 → 05/2022
    Lithia Of Lodi
    Lodi, CA
  • 07/2017 → 02/2022
    Comcast
    Modesto, CA
  • 02/2017 → 06/2017
    Pepsico
    Modesto, CA
  • 03/2013 → 10/2016
    Delta Sierra Beverage
    Modesto, CA
  • 11/2016 → 01/2017
    Unemployed
    Modesto, CA
  • 03/2016 → 09/2016
    Modesto Junior College
    Modesto, CA
  • 07/2024 → Present
    Bank Of America, N.A.
    Modesto, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-30
  • S66 Uniform Combined State Law Examination
    2024-08-30

View on SEC IAPD

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