Miguel Sebastian Garcia

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-09-20
CA	RA	APPROVED	2024-09-02

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Modesto	CA	09/2022	Present
Self Employed	Manteca	CA	05/2022	08/2022
Lithia Of Lodi	Lodi	CA	03/2022	05/2022
Comcast	Modesto	CA	07/2017	02/2022
Pepsico	Modesto	CA	02/2017	06/2017
Delta Sierra Beverage	Modesto	CA	03/2013	10/2016
Unemployed	Modesto	CA	11/2016	01/2017
Modesto Junior College	Modesto	CA	03/2016	09/2016
Bank Of America, N.A.	Modesto	CA	07/2024	Present

09/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Modesto, CA
05/2022 → 08/2022

Self Employed

Manteca, CA
03/2022 → 05/2022

Lithia Of Lodi

Lodi, CA
07/2017 → 02/2022

Comcast

Modesto, CA
02/2017 → 06/2017

Pepsico

Modesto, CA
03/2013 → 10/2016

Delta Sierra Beverage

Modesto, CA
11/2016 → 01/2017

Unemployed

Modesto, CA
03/2016 → 09/2016

Modesto Junior College

Modesto, CA
07/2024 → Present

Bank Of America, N.A.

Modesto, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-08-30

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