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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-10-20
  • FL RA
    APPROVED
    Since 2017-10-20

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Riverview, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation Tampa FL 02/2011 10/2017
Raymond James & Associates, Inc. St Petersburg FL 10/2017 Present
Raymond James Financial Services, Inc. St Petersburg FL 10/2017 Present
  • 02/2011 → 10/2017
    Invest Financial Corporation
    Tampa, FL
  • 10/2017 → Present
    St Petersburg, FL
  • 10/2017 → Present
    Raymond James Financial Services, Inc.
    St Petersburg, FL
Previous Registrations
  • 2011-06-02 → 2017-10-16
    Invest Financial Corporation
    Appleton, WI
  • 2010-06-04 → 2011-02-23
    Tampa, FL
  • 2005-08-10 → 2010-03-29
    Gunnallen Financial, Inc
    Lexington, SC
    Tampa, FL
    Southwest Ranches, FL
    Palm Beach Gardens, FL
    Jupiter, FL
    Bradenton, FL
    Lakeland, FL
    Jacksonville, FL
    Lady Lake, FL
    Palm Beach Gardens, FL
    Boca Raton, FL
    Winter Garden, FL
    Plant City, FL
    Seffner, FL
    Orlando, FL
    Orlando, FL
    Appleton, WI
    Suffield, CT
    Avon, CT
    Southwest Ranches, FL
    Appleton, WI
    Orlando, FL
    Orlando, FL
    Jacksonville, FL
    Bismarck, ND
    Wapakoneta, OH
    Tampa, FL
    Boca Raton, FL
    Deerfield Beach, FL
    Rockville, MD
    Fort Lauderdale, FL
    Broadview Heights, OH
    Eatontown, NJ
    Huntington Station, NY
    Eatontown, NJ
    Garden City, NY
    Franklin Square, NY
    Eatontown, NJ
    Kokomo, IN
    Kokomo, IN
    Chicago, IL
    Snow Hill, MD
    Oakland, MI
    Fort Myers, FL
    Tampa, FL
    Ft. Wayne, IN
    Appleton, WI
    Melville, NY
    Pembroke Pines, FL
    Delray Beach, FL
    Towson, MD
    Gilbert, AZ
    Tucson, AZ
    Tampa, FL
  • 2004-10-25 → 2005-03-22
    Gunnallen Financial, Inc
    Tampa, FL
  • 2003-04-04 → 2004-10-28
    Tampa, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-21
S63 Uniform Securities Agent State Law Examination 1999-09-18
  • S66 Uniform Combined State Law Examination
    2001-05-21
  • S63 Uniform Securities Agent State Law Examination
    1999-09-18

View on SEC IAPD

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