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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-05-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Orlando | FL | 04/2026 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 05/2026 | Present |
| Cetera Investment Advisers Llc | Orlando | FL | 05/2026 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lakeland | FL | 05/2022 | 04/2026 |
| Pp Invest Eireli | Limeira | 06/2015 | 05/2022 | |
| Bank Of America, N.A. | Lakeland | FL | 07/2024 | 04/2026 |
1.) REGIONS BANK, WEALTH ADVISOR, CUSTOMER SERVICE, DEPOSIT ACCOUNTS, LOANS, AND CREDIT CARD APPLICATIONS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-06 |
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