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Alexander James Mcbain

Ashton Thomas Private Wealth

Scottsdale, AZ

CRD 7926713

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Employer firm

Ashton Thomas Private Wealth CRD 153902

$6.01B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • VARIABLE PRODUCT MODEL DESIGN AND MAINTENANCE

From the firm’s Form ADV. Read the guides:

Current Employers
Ashton Thomas Private Wealth

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-06-12
  • AZ RA
    APPROVED
    Since 2025-06-12

Branch Locations

8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Redmond WA 07/2017 08/2017
University Of Arizona Tucson AZ 08/2017 05/2021
Doordash Redmond WA 04/2020 08/2020
College Pro Painting Kirkland WA 05/2019 08/2019
Icertis Bellevue WA 05/2018 08/2018
Coldstream Wealth Management, Inc. Bellevue WA 07/2021 07/2024
Unemployed Redmond WA 06/2021 06/2021
Ashton Thomas Private Wealth, Llc Scottsdale AZ 10/2024 Present
Unemployed Scottsdale AZ 07/2024 10/2024
Redmond High School Redmond WA 08/2013 07/2017
  • 07/2017 → 08/2017
    Unemployed
    Redmond, WA
  • 08/2017 → 05/2021
    University Of Arizona
    Tucson, AZ
  • 04/2020 → 08/2020
    Doordash
    Redmond, WA
  • 05/2019 → 08/2019
    College Pro Painting
    Kirkland, WA
  • 05/2018 → 08/2018
    Icertis
    Bellevue, WA
  • 07/2021 → 07/2024
    Coldstream Wealth Management, Inc.
    Bellevue, WA
  • 06/2021 → 06/2021
    Unemployed
    Redmond, WA
  • 10/2024 → Present
    Ashton Thomas Private Wealth, Llc
    Scottsdale, AZ
  • 07/2024 → 10/2024
    Unemployed
    Scottsdale, AZ
  • 08/2013 → 07/2017
    Redmond High School
    Redmond, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-28
  • S65 Uniform Investment Adviser Law Examination
    2025-05-28

View on SEC IAPD

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