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Karter Rowekamp

Wells Fargo Clearing Services, LLC

West Fargo, ND

Minneapolis, MN

Fargo, ND

CRD 7926553

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-12-15
MN RA APPROVED 2024-09-26
ND RA APPROVED 2024-09-16
SD RA APPROVED 2024-06-26
  • TX RA
    APPROVED
    Since 2025-12-15
  • MN RA
    APPROVED
    Since 2024-09-26
  • ND RA
    APPROVED
    Since 2024-09-16
  • SD RA
    APPROVED
    Since 2024-06-26

Branch Locations

1401 13Th Ave E, West Fargo, ND 58078 • United States

90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States

2501 13Th Ave S, Fargo, ND 58103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc West Fargo ND 05/2024 Present
Us Bank Fargo ND 08/2023 05/2024
Agcountry Farm Credit Service Fargo ND 02/2021 08/2023
Gate City Bank Grand Forks ND 01/2017 02/2021
Bremer Bank Grand Forks ND 06/2013 01/2017
  • 05/2024 → Present
    Wells Fargo Clearing Services, Llc
    West Fargo, ND
  • 08/2023 → 05/2024
    Us Bank
    Fargo, ND
  • 02/2021 → 08/2023
    Agcountry Farm Credit Service
    Fargo, ND
  • 01/2017 → 02/2021
    Gate City Bank
    Grand Forks, ND
  • 06/2013 → 01/2017
    Bremer Bank
    Grand Forks, ND
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-09
  • S66 Uniform Combined State Law Examination
    2024-05-09
Other Names
  • Karter Rowekamp
  • Karter Thomas Rowekamp

View on SEC IAPD

Nearby Firms

COMMONWEALTH FINANCIAL NETWORK
LPL FINANCIAL LLC
EDWARD JONES

Nearby Investors

CHAD GERALD ZIMMERMAN
JONATHON PAUL ANAS
JAY STIBBE

Nearby Offices

COMMONWEALTH FINANCIAL NETWORK · West Fargo, ND
LPL FINANCIAL LLC · FARGO, ND
EDWARD JONES · FARGO, ND

More in West Fargo, ND

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