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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| ND | RA | APPROVED | 2023-11-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Fargo | ND | 12/2013 | 11/2023 |
| Commonwealth Financial Network | San Diego | CA | 11/2023 | Present |
| Northstar Financial Group, Llc | Fargo | ND | 11/2023 | Present |
1. Owner, Jay P Stibbe Irrevocable Trust, an entity created for the purpose of managing farmland in Hunter Township, Cass County, Hunter ND, as of 03/08/2012; 0% of time spent during business hours; Not Conducted at branch; Investment related. 2. Co-Owner, Cave Dwellers, LLC, an entity created for the purpose of buying and managing commercial real estate at 3250 Oak Ridge Loop E, West Fargo, ND 58078, as of 11/26/2018; 0% of time spent during business hours; Conducted at branch; Investment related. 3. Co-Owner, NorthStar Financial Group, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 12/13/2013; 1% of time spent during business hours; Conducted at branch; Investment related. 4.Owner, Stibbe, Inc., a private entity established to facilitate securities, advisory, and insurance business; as of 12/13/2013; 90% of time spent during business hours; Conducted at branch; Investment related. 5. Fixed insurance sales; as of 11/14/2023; 0% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-25 |
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