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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2023-11-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Fargo | ND | 02/2022 | 11/2023 |
| Gateway Chevrolet | Fargo | ND | 09/2019 | 02/2022 |
| Scheels Arena | Fargo | ND | 03/2017 | 06/2019 |
| North Dakota State University | Fargo | ND | 05/2018 | 10/2018 |
| Shaggy's Dog Wash And Grooming | Fargo | ND | 05/2016 | 11/2016 |
| Davies High School | Fargo | ND | 08/2014 | 05/2018 |
| Commonwealth Financial Network | San Diego | CA | 11/2023 | Present |
| Northstar Financial Group | Fargo | ND | 11/2023 | Present |
Coach, West Fargo Hockey Association, Located at 1122 Prairie Parkway Suite #103, West Fargo, North Dakota 58078, as of 11/01/2023; 0% of time spent during business hours; Not Conducted at branch location; Not Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-04-26 |
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