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Connor Schaefbauer

Commonwealth Financial Network

Sioux Falls, SD

Arden Hills, MN

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2025-04-08
  • SD RA
    APPROVED
    Since 2025-04-08

Branch Locations

3408 South Sycamore Ave, Sioux Falls, SD 57110 • United States

Arden Hills, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legacy Wealth Group Sioux Falls SD 05/2024 Present
3M St Paul MN 03/2020 05/2024
Wells Fargo Minneapolis MN 09/2017 03/2020
Gemini Medical St Paul MN 09/2016 09/2017
  • 05/2024 → Present
    Legacy Wealth Group
    Sioux Falls, SD
  • 03/2020 → 05/2024
    3M
    St Paul, MN
  • 09/2017 → 03/2020
    Wells Fargo
    Minneapolis, MN
  • 09/2016 → 09/2017
    Gemini Medical
    St Paul, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-01
  • S66 Uniform Combined State Law Examination
    2025-04-01

View on SEC IAPD

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Other Offices

MARINER · Sioux Falls, SD
MARINER · Sioux Falls, SD
THRIVENT INVESTMENT MANAGEMENT INC. · SIOUX FALLS, SD
EDWARD JONES · SIOUX FALLS, SD
RBC CAPITAL MARKETS, LLC · SIOUX FALLS, SD
RIA ADVISORY GROUP, LLC · Sioux Falls, SD
RIA ADVISORY GROUP, LLC · Sioux Falls, SD
WELLS FARGO CLEARING SERVICES, LLC · SIOUX FALLS, SD

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