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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2019-06-26
TX RA APPROVED 2019-06-13
  • MI RA
    APPROVED
    Since 2019-06-26
  • TX RA
    APPROVED
    Since 2019-06-13

Branch Locations

916 Washington Avenue Suite 315, Bay City, MI 48708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Bay City MI 08/2011 11/2016
Wells Fargo Clearing Services, Llc Bay City MI 11/2016 06/2019
Stifel, Nicolaus & Company, Incorporated Bay City MI 06/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-17
  • S66 Uniform Combined State Law Examination
    2012-01-17
Other Names
  • Dave Bry
  • David M Bry

View on SEC IAPD

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