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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2019-06-26 |
| TX | RA | APPROVED | 2019-06-13 |
Branch Locations
916 Washington Avenue Suite 315, Bay City, MI 48708 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Bay City | MI | 08/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Bay City | MI | 11/2016 | 06/2019 |
| Stifel, Nicolaus & Company, Incorporated | Bay City | MI | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-01-17 |
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