Michael Lawrence Hartnett

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1999 → 03/2020
  Ameriprise Financial Services, Inc.
  Conshohocken, PA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Conshohocken, PA

Other Businesses

Board of Directors; FPA Philadelphia Tri-State Area; Board Member; PO Box 38, , Fairless Hills, PA, 19030; Not Investment-Related; 05/01/2019; 1 to 9 hours per month; 0 during trading hours / Montrose Street Condominium Association; board member; 243 Montrose St, , Philadelphia, PA, 19147; Not Investment-Related; 06/01/2014; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  1999-07-28

Other Names

• Michael Lawrence Hartnett