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Ronald Jr Kokas

Wells Fargo Clearing Services, LLC

Duluth, GA

North Augusta, SC

Aiken, SC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-10-21
  • SC RA
    APPROVED
    Since 2024-10-21

Branch Locations

2055 Sugarloaf Circle [G8-Rbo], Duluth, GA 30097 • United States

402 Georgia Ave, North Augusta, SC 29841 • United States

1797 Whiskey Rd, Aiken, SC 29803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Aiken SC 05/2024 Present
Wells Fargo Bank, Na Aiken SC 05/2024 Present
Knightsbridge Capital New York NY 02/2020 04/2024
King Capital New York NY 03/2018 02/2020
Global X New York NY 05/2014 03/2018
  • 05/2024 → Present
    Wells Fargo Clearing Services, Llc
    Aiken, SC
  • 05/2024 → Present
    Wells Fargo Bank, Na
    Aiken, SC
  • 02/2020 → 04/2024
    Knightsbridge Capital
    New York, NY
  • 03/2018 → 02/2020
    King Capital
    New York, NY
  • 05/2014 → 03/2018
    Global X
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-21
S63 Uniform Securities Agent State Law Examination 2024-08-28
  • S65 Uniform Investment Adviser Law Examination
    2024-10-21
  • S63 Uniform Securities Agent State Law Examination
    2024-08-28
Other Names
  • Ronald J Kokas

View on SEC IAPD

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