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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-11-09 |
| TX | RA | APPROVED | 2022-11-07 |
Branch Locations
2160 Satellite Blvd Suite 150, Duluth, GA 30097 • United States
2400 Lakeview Parkway Suite 300, Alpharetta, GA 30009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Alpharetta | GA | 02/2019 | 11/2022 |
| Telenet Usa Corporation | Mobile | AL | 01/1995 | 02/2019 |
| Bank Of America, N.A. | Alpharetta | GA | 04/2019 | 11/2022 |
| Morgan Stanley Smith Barney Llc | Duluth | GA | 11/2022 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 12/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-31 |
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