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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-11-09
TX RA APPROVED 2022-11-07
  • GA RA
    APPROVED
    Since 2022-11-09
  • TX RA
    APPROVED
    Since 2022-11-07

Branch Locations

2160 Satellite Blvd Suite 150, Duluth, GA 30097 • United States

2400 Lakeview Parkway Suite 300, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Alpharetta GA 02/2019 11/2022
Telenet Usa Corporation Mobile AL 01/1995 02/2019
Bank Of America, N.A. Alpharetta GA 04/2019 11/2022
Morgan Stanley Smith Barney Llc Duluth GA 11/2022 Present
Morgan Stanley Private Bank, N.A. New York NY 12/2022 Present
  • 02/2019 → 11/2022
    Alpharetta, GA
  • 01/1995 → 02/2019
    Telenet Usa Corporation
    Mobile, AL
  • 04/2019 → 11/2022
    Bank Of America, N.A.
    Alpharetta, GA
  • 11/2022 → Present
    Morgan Stanley Smith Barney Llc
    Duluth, GA
  • 12/2022 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-31
  • S66 Uniform Combined State Law Examination
    2019-05-31
Other Names
  • Manny Shah

View on SEC IAPD

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