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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-08 |
| GA | RA | APPROVED | 2019-09-13 |
Branch Locations
2160 Satellite Blvd Suite 150, Duluth, GA 30097 • United States
2400 Lakeview Parkway Suite 300, Alpharetta, GA 30009 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Duluth | GA | 01/2013 | 09/2019 |
| Bank Of America, N.A. | Duluth | GA | 06/2013 | 09/2019 |
| Morgan Stanley | Duluth | GA | 09/2019 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2019 | Present |
*465446- jayaswal properties llc; Investment related Yes; alpharetta, Georgia; rental property; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 11/2021; During business hours: 0; After business hours: 1; Property Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-16 |
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