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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-12 |
| MN | RA | APPROVED | 2024-08-05 |
Branch Locations
3425 40Th Avenue Nw Suite 200, Rochester, MN 55901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Rochester | MN | 05/2024 | Present |
| Land O'LAkes, Inc. | Arden Hills | MN | 07/2011 | 06/2022 |
| Unemployed | Mantorville | MN | 06/2022 | 05/2024 |
1. Senior Citizen Services Inc DBA 125 LIVE; 125 Elton Hills Dr NW Rochester, MN 55901; Social and fitness facility for anyone 18 years and older.; Board Member; Provide input and perspective on strategic direction of organization as member of Board of Directors; 06/30/2025; 1hr/mnth; Not during securities trading hours; Not investment related 2. Senior Citizen Services Inc DBA 125 LIVE; 125 Elton Hills Dr NW Rochester, MN 55901; Social and fitness facility for anyone 18 years and older; Finance Committee Member - Board of Directors; Oversee organization's financial condition including reviewing historical financial performance and forward-looking budget, provide direction and recommendations to Board and management on strategic financial decisions and policies; 08/11/2026; 1hr/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-02 |
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