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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-10-03 |
Branch Locations
2240 Miamisburg-Centerville Road, Dayton, OH 45459 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Oakwood | OH | 10/2021 | Present |
| Best Buy | Dayton | OH | 07/2013 | 10/2021 |
| Fifth Third Securities | Oakwood | OH | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2024-08-13 |
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