Caroline Ruff Burns

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Lpl Financial, Llc
  Tupelo, MS
• 10/2009 → Present
  Renasant Bank
  Tupelo, MS

Previous Registrations

• 2006-03-16 → 2009-10-05
  Bancorpsouth Investment Services, Inc.
  Corinth, MS
  Columbus, MS
  Fulton, MS
  Oxford, MS
  Tupelo, MS
• 2006-02-28 → 2006-03-15
  Uvest Financial Services Group, Inc.
  Tupelo, MS
  Jackson, MS
• 2005-01-21 → 2006-02-28
  Trustmark Securities, Inc.
  Jackson, MS
  Tupelo, MS
  Jackson, MS

Other Businesses

1. 10/29/2009 - DBA ONLY - RENASANT FINANCIAL SERVICES - TUPELO, MS. 2. 04/05/2016; Simply Southern Rentals, LLC; Real Estate Rental; INV REL; AT REPORTED BUSINESS LOCATION(S); START DATE 04/01/2016; My husband and I are joint owners of the listed properties and have formed an LLC and are quit claiming properties over. He handles 95% of all business. Current Properties - 80 Aspen Ridge Oxford MS, 43 Aspen Loop Oxford MS; 126 Pineknoll Point Hot Springs Ar; 6165 Forest Gate Horne Lake MS; 4 HRS/MO; 0 HRS DURING SECS TRADING HRS. 3. 08/02/2019 - Ashlan Inc - Not investment related - Home based - Business Entity For Tax/Investment Purposes Only - start date:06/17/2015 - 0 hrs/mo - 0 hrs during trading.

Exams

• S66 Uniform Combined State Law Examination
  1999-02-19

Other Names

• Carrie King
• Caroline Ruff King
• Carrie King
• Caroline Margaret Ruff
• Caroline Margaret Ruff
• Caroline Ruff Wood
• Carrie Ruff Wood
• Caroline Ruff Wood
• Caroline Ruff Burns