Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2025-01-01
TX RA APPROVED_RES 2020-11-10
  • MS RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2020-11-10

Branch Locations

6543 Goodman Road, Olive Branch, MS 38654 • United States

308E Sunflower Rd, Cleveland, MS 38732 • United States

100 Bates St, Batesville, MS 38606 • United States

180 E Commerce St, Hernando, MS 38632 • United States

3082 Goodman Rd, Horn Lake, MS 38637 • United States

2527 Jackson Ave West, Oxford, MS 38655 • United States

120 South Main St, Sardis, MS 38666 • United States

1901 University Ave, Oxford, MS 38655 • United States

510 Church Road, Southaven, MS 38670 • United States

1111 Jackson Ave, Oxford, MS 38655 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Tupelo MS 10/2009 Present
Renasant Bank Tupelo MS 10/2009 Present
  • 10/2009 → Present
    Tupelo, MS
  • 10/2009 → Present
    Renasant Bank
    Tupelo, MS
Previous Registrations
  • 2006-03-16 → 2009-10-05
    Bancorpsouth Investment Services, Inc.
    Corinth, MS
    Columbus, MS
    Fulton, MS
    Oxford, MS
    Tupelo, MS
  • 2006-02-28 → 2006-03-15
    Uvest Financial Services Group, Inc.
    Tupelo, MS
    Jackson, MS
  • 2005-01-21 → 2006-02-28
    Trustmark Securities, Inc.
    Jackson, MS
    Tupelo, MS
    Jackson, MS
Other Businesses

1. 10/29/2009 - DBA ONLY - RENASANT FINANCIAL SERVICES - TUPELO, MS. 2. 04/05/2016; Simply Southern Rentals, LLC; Real Estate Rental; INV REL; AT REPORTED BUSINESS LOCATION(S); START DATE 04/01/2016; My husband and I are joint owners of the listed properties and have formed an LLC and are quit claiming properties over. He handles 95% of all business. Current Properties - 80 Aspen Ridge Oxford MS, 43 Aspen Loop Oxford MS; 126 Pineknoll Point Hot Springs Ar; 6165 Forest Gate Horne Lake MS; 4 HRS/MO; 0 HRS DURING SECS TRADING HRS. 3. 08/02/2019 - Ashlan Inc - Not investment related - Home based - Business Entity For Tax/Investment Purposes Only - start date:06/17/2015 - 0 hrs/mo - 0 hrs during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-02-19
  • S66 Uniform Combined State Law Examination
    1999-02-19
Other Names
  • Carrie King
  • Caroline Ruff King
  • Carrie King
  • Caroline Margaret Ruff
  • Caroline Margaret Ruff
  • Caroline Ruff Wood
  • Carrie Ruff Wood
  • Caroline Ruff Wood
  • Caroline Ruff Burns

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Olive Branch, MS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor