Best Investors Account Sign in

Brett Andrew Thompson

LPl Financial LLC

Olive Branch, MS

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2024-02-21
TX RA APPROVED 2024-02-21
  • MS RA
    APPROVED
    Since 2024-02-21
  • TX RA
    APPROVED
    Since 2024-02-21

Branch Locations

6955 Goodman Rd, Olive Branch, MS 38654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Memphis TN 02/2020 02/2024
Mml Investors Services, Llc Memphis TN 05/2020 02/2024
Lake Cormorant High School Lake Cormorant MS 08/2019 05/2020
Unemployed Olive Branch MS 01/2018 08/2019
University Of Tennessee - Martin Martin TN 05/2015 12/2017
Lpl Financial Olive Branch MS 02/2024 Present
Cadence Bank Olive Branch MS 02/2024 Present
  • 02/2020 → 02/2024
    Massmutual Life Insurance
    Memphis, TN
  • 05/2020 → 02/2024
    Mml Investors Services, Llc
    Memphis, TN
  • 08/2019 → 05/2020
    Lake Cormorant High School
    Lake Cormorant, MS
  • 01/2018 → 08/2019
    Unemployed
    Olive Branch, MS
  • 05/2015 → 12/2017
    University Of Tennessee - Martin
    Martin, TN
  • 02/2024 → Present
    Lpl Financial
    Olive Branch, MS
  • 02/2024 → Present
    Cadence Bank
    Olive Branch, MS
Previous Registrations
Other Businesses

1- 02/2024 / Cadence Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / At report business location(s).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-30
  • S66 Uniform Combined State Law Examination
    2020-10-30

View on SEC IAPD

Other Firms

EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
THRIVENT INVESTMENT MANAGEMENT INC.
CETERA INVESTMENT ADVISERS LLC
J.P. MORGAN SECURITIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

CAROLINE RUFF BURNS
Melvin Lee Hungate
Ryan Michael Barnes
Angela Carol Neyman
Marcus Demon Johnson
Thomas David McNeely
Benjamin L Watts
Alexander John Petersen

Other Offices

LPL FINANCIAL LLC · OLIVE BRANCH, MS
EDWARD JONES · OLIVE BRANCH, MS
EDWARD JONES · OLIVE BRANCH, MS
STATE FARM INVESTMENT MANAGEMENT CORP. · Olive Branch, MS
EDWARD JONES · OLIVE BRANCH, MS
EDWARD JONES · SOUTHAVEN, MS
EDWARD JONES · SOUTHAVEN, MS
LPL FINANCIAL LLC · SOUTHAVEN, MS

More in Olive Branch, MS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor