Stuart Preston Vaughn

Current Employers

Employment History

• 01/2015 → 03/2019
  Questar Capital Corporation
  Minneapolis, MN
• 01/2015 → 03/2019
  Questar Asset Management
  Minneapolis, TN
• 03/2019 → Present
  Woodbury Financial Services, Inc.
  Chattanooga, TN
• 03/2019 → 01/2024
  Woodbury Financial Services, Inc.
  Chattanooga, TN
• 01/2024 → Present
  Osaic Wealth, Inc.
  Chattanooga, TN

Previous Registrations

• 2019-03-01 → 2024-01-19
  Woodbury Financial Services, Inc.
  Chattanooga, TN
• 2015-01-08 → 2019-03-01
  Questar Asset Management, Inc.
  Chattanooga, TN
  Minneapolis, MN
• 2013-12-03 → 2015-01-07
  Ssn Advisory, Inc.
  Chattanooga, TN
• 2004-06-24 → 2013-12-16
  Raymond James & Associates, Inc.
  Chattanooga, TN
  Chattanooga, TN
• 2004-03-11 → 2004-05-26
  First Horizon Advisors, Inc.
  Chattanooga, TN

Other Businesses

1) MONARCH FINANCIAL GROUP. POSITION: Partner. NATURE: Stock Broker, Insurance Agent, Board Member. INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 7 START DATE: 01/01/2015 ADDRESS: 2120 Northgate Park Lane, Suite 203, Chattanooga TN 37415 DESCRIPTION: Board Member & Sales. 2) MONARCH INSURANCE GROUP POSITION: Member/insurance agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2015 ADDRESS: 2120 Northgate Park Lane Suite 203, Chattanooga TN 37415, United States DESCRIPTION: Sales & service of fixed insurance products, including P&C, and seeking lenders for alternative funding strategies for life insurance, and life and long term care sales/service 3) INSIGHT INVESTMENTS & INSURANCE POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 08/05/2021 ADDRESS: 2120 Northgate Park Lane, Suite 205, Chattanooga TN 37415, United States DESCRIPTION: Selling financial products (FIAs, Life, LTC, etc.) to financial planning clients that best meet their specific needs

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-06-26