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Cade Roderick Countryman

Stifel, Nicolaus & Company, Incorporated

Modesto, CA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-07
  • CA RA
    APPROVED
    Since 2026-01-07

Branch Locations

1549 Mchenry Avenue Suite A, Modesto, CA 95350 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Modesto CA 10/2015 12/2017
Temple Creek Dairy Escalon CA 12/2017 09/2020
Pura Vida Shaved Ice Modesto CA 10/2020 04/2021
Unemployed Modesto CA 04/2021 07/2021
Tyler Technologies, Inc. Modesto CA 07/2021 04/2024
Unemployed Bozeman MT 05/2024 06/2024
Charles Schwab Lone Tree CO 06/2024 08/2024
Unemployed Bozeman MT 08/2024 10/2024
Parking Management Company - Ac Hotel Bozeman Bozeman MT 09/2024 08/2025
Temple Creek Dairy Escalon CA 08/2025 09/2025
Stifel, Nicholas & Co., Inc. Modesto CA 10/2025 Present
  • 10/2015 → 12/2017
    Unemployed
    Modesto, CA
  • 12/2017 → 09/2020
    Temple Creek Dairy
    Escalon, CA
  • 10/2020 → 04/2021
    Pura Vida Shaved Ice
    Modesto, CA
  • 04/2021 → 07/2021
    Unemployed
    Modesto, CA
  • 07/2021 → 04/2024
    Tyler Technologies, Inc.
    Modesto, CA
  • 05/2024 → 06/2024
    Unemployed
    Bozeman, MT
  • 06/2024 → 08/2024
    Charles Schwab
    Lone Tree, CO
  • 08/2024 → 10/2024
    Unemployed
    Bozeman, MT
  • 09/2024 → 08/2025
    Parking Management Company - Ac Hotel Bozeman
    Bozeman, MT
  • 08/2025 → 09/2025
    Temple Creek Dairy
    Escalon, CA
  • 10/2025 → Present
    Stifel, Nicholas & Co., Inc.
    Modesto, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-06
  • S66 Uniform Combined State Law Examination
    2026-01-06
Other Names
  • Cade Roderick Countryman
  • Cade Countryman

View on SEC IAPD

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KATRINA M MORGANSON
JESSE G CORTEZ
CALVIN L HEIM
BRIAN WAYNE STEVENS
VICKY M JOHNSON
CORY ALAN KELLY
ANGELO MICHAEL GIANNOSA

Other Offices

WELLS FARGO CLEARING SERVICES, LLC · MODESTO, CA
LPL FINANCIAL LLC · MODESTO, CA
PRINCIPAL SECURITIES, INC. · MODESTO, CA
LPL FINANCIAL LLC · MODESTO, CA
INTEGRAL WEALTH MANAGEMENT · Modesto, CA
OLIVEIRA WEALTH · MODESTO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Modesto, CA
OSAIC WEALTH, INC. · MODESTO, CA

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