Todd Steven Austin

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → Present
  Morgan Stanley Smith Barney
  Tampa, FL
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2002-11-14 → 2011-11-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Tampa, FL
  Tampa, FL
• 1999-06-09 → 2002-11-05
  Morgan Stanley Dw Inc.
  Tampa, FL

Other Businesses

*93386 - TJMRA LLC; Investment related Yes; Tampa, Florida; This will be an LLC that owns an interest in PDQ; Partner (proprietor, partner, officer, director, employee, trustee, agent); 06/2012 ; During business hours: 0; After business hours: 0; Investment Decisions/Advice. *92982- LALOPFSU, LLC; Investment related-Yes; Tampa, Florida; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 07/2022; During business hours: 0; After business hours: 1; Property Management *306989- LALOPFSU2, LLC; Investment related-Yes; Tampa, Florida; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 07/2022; During business hours: 0; After business hours: 1; Property Management *487290- Trust; Investment related-Yes; Dallas, Texas; 12/2021; During business hours: 0; After business hours: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-09-19
• S63 Uniform Securities Agent State Law Examination
  1999-07-27