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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-06-18 |
| DC | RA | APPROVED | 2025-06-04 |
| VA | RA | APPROVED | 2024-11-18 |
Branch Locations
8830 Stanford Blvd 3Rd Fl [M3-Rbo], Columbia, MD 21045 • United States
9812 Falls Rd, Potomac, MD 20854 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Florida Financial Advisors Dba Tristate Financial Advisors | Vienna | VA | 05/2024 | 11/2024 |
| N/A | Tampa | FL | 01/2024 | 05/2024 |
| The Orchard Restaurant | Cashiers | NC | 06/2023 | 12/2023 |
| Leelanau Outdoor Center | Maple City | MI | 01/2023 | 05/2023 |
| N/A | Tampa | FL | 05/2022 | 12/2022 |
| Davidson College | Davidson | NC | 08/2018 | 05/2022 |
| Tampa Preparatory School | Tampa | FL | 05/2014 | 05/2018 |
| Wells Fargo Clearing Services, Llc | Mclean | VA | 11/2024 | Present |
| Uniqlo | Arlington | VA | 05/2024 | 11/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-22 |
| S65 | Uniform Investment Adviser Law Examination | 2024-04-19 |
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