Harriett Elizabeth Barnes

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2005-10-11

MA RA
APPROVED

Since 2005-10-11

Branch Locations

28 Amity Street Suite 1C, Amherst, MA 01002 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	09/2005	Present
H B Financial Group, Llc	Amherst	MA	09/2005	Present

09/2005 → Present

Commonwealth Financial Network

Waltham, MA
09/2005 → Present

H B Financial Group, Llc

Amherst, MA

Previous Registrations

2004-10-20 → 2005-10-04

Banc Of America Investment Services, Inc.

Amherst , MA
2003-07-22 → 2004-10-20

Quick & Reilly, Inc.

Amherst, MA

Other Businesses

1. SELLING FIXED INSURANCE UNDER NAME HB FINANCIAL GROUP, LLC, CONDUCTED AT BRANCH, INVESTMENT-RELATED. 2. H B FINANCIAL GROUP, LLC, SOLE MEMBER AND MANAGER OF PRIVATE ENTITY CREATED AS OPERATING COMPANY FOR SECURITIES BUSINESS, CONDUCTED AT BRANCH, INVESTMENT RELATED. 3. NOTARY PUBLIC, CONDUCTED AT BRANCH, NOT INVESTMENT RELATED.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-08-27
S63	Uniform Securities Agent State Law Examination	1999-05-15

S65 Uniform Investment Adviser Law Examination

1999-08-27
S63 Uniform Securities Agent State Law Examination

1999-05-15

View on SEC IAPD

Current Employers

Commonwealth Financial Network

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews