Mary M Glaser

Current Employers

Employment History

• 08/2018 → 03/2024
  Stern Financial Services
  Amherst, MA
• 03/2005 → 08/2018
  Trinity Investment Management
  Weatogue, CT
• 01/2024 → 07/2025
  Commonwealth Financial Network
  Waltham, MA
• 03/2024 → 07/2025
  Stern Financial
  Amherst, MA
• 07/2025 → Present
  Kestra Investment Services Llc
  Amherst, MA
• 07/2025 → Present
  Kestra Advisory Services Llc
  Amherst, MA

Previous Registrations

• 2024-09-26 → 2025-07-17
  Commonwealth Financial Network
  Amherst, MA
  Sunderland, MA

Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/14/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: STERN FINANCIAL POSITION: Registered Client Services Coordinator NATURE: Consulting INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/14/2025 ADDRESS: 433 West Street, Suite 7, Amherst MA 01002, United States DESCRIPTION: All Customer Service and Administrative Functions except for trading accounts or offering investment advice. Customer Service includes guiding clients through the paperwork and process for various account transactions, providing them with annual tax documents, establishing RMD, SWP, PIP, and BEP plans, monitoring account balances for sufficient balances to cover SWPs, adding banks for EFTs etc...

Exams

• S66 Uniform Combined State Law Examination
  2024-09-10

Other Names

• Mary M Granich
• Mary Glaser