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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-28
CA RA APPROVED 2024-06-03
  • TX RA
    APPROVED
    Since 2024-06-28
  • CA RA
    APPROVED
    Since 2024-06-03

Branch Locations

9465 Wilshire Boulevard Suite 700, Beverly Hills, CA 90212-2351 • United States

Los Angeles, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Beverly Hills CA 05/2024 Present
Wells Fargo Brentwood CA 12/2023 05/2024
Hayutin & Associates Santa Monica CA 07/2019 04/2024
Study Smart Tutors Westlake Village CA 03/2023 12/2023
Pro Unlimited Redwood City CA 02/2021 06/2021
Pro Unlimited Redwood City CA 08/2020 10/2020
Pro Unlimited Redwood City CA 05/2020 06/2020
Electronic Arts Redwood City CA 02/2019 03/2019
Pro Unlimited Redwood City CA 06/2018 02/2019
Aj Tutoring Menlo Park CA 10/2017 06/2018
Qubit Interactive Belmont CA 09/2015 12/2016
N/A N/A CA 12/2016 09/2017
N/A N/A CA 04/2019 06/2019
  • 05/2024 → Present
    Beverly Hills, CA
  • 12/2023 → 05/2024
    Wells Fargo
    Brentwood, CA
  • 07/2019 → 04/2024
    Hayutin & Associates
    Santa Monica, CA
  • 03/2023 → 12/2023
    Study Smart Tutors
    Westlake Village, CA
  • 02/2021 → 06/2021
    Pro Unlimited
    Redwood City, CA
  • 08/2020 → 10/2020
    Pro Unlimited
    Redwood City, CA
  • 05/2020 → 06/2020
    Pro Unlimited
    Redwood City, CA
  • 02/2019 → 03/2019
    Electronic Arts
    Redwood City, CA
  • 06/2018 → 02/2019
    Pro Unlimited
    Redwood City, CA
  • 10/2017 → 06/2018
    Aj Tutoring
    Menlo Park, CA
  • 09/2015 → 12/2016
    Qubit Interactive
    Belmont, CA
  • 12/2016 → 09/2017
    N/A
    N/A, CA
  • 04/2019 → 06/2019
    N/A
    N/A, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-09-22
S65 Uniform Investment Adviser Law Examination 2023-06-09
  • S63 Uniform Securities Agent State Law Examination
    2023-09-22
  • S65 Uniform Investment Adviser Law Examination
    2023-06-09
Other Names
  • Miles Dismond

View on SEC IAPD

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