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Christopher R Jensen

Craig-Hallum Advisors LLC

Minneapolis, MN

New York, NY

CRD 3219762

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Employer firm

Craig-Hallum Advisors LLC CRD 326968

Reported services (Item 5G)

  • 3RD PARTY RESEARCH

From the firm’s Form ADV. Read the guides:

Current Employers
Craig-Hallum Advisors Llc

250 Park Avenue, 7Th Floor, New York, NY 10177 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-08-30
  • NY RA
    APPROVED
    Since 2023-08-30

Branch Locations

222 South Ninth Street Suite 350, Minneapolis, MN 55402 • United States

250 Park Avenue, 7Th Floor, New York, NY 10177 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dougherty & Company Llc Minneapolis MN 02/2011 07/2018
American Enterprise Investment Services Inc. Minneapolis MN 07/2018 02/2020
Ameriprise Financial Services, Inc. Minneapolis MN 07/2018 02/2020
Craig-Hallum Capital Group Minneapolis MN 02/2020 Present
  • 02/2011 → 07/2018
    Dougherty & Company Llc
    Minneapolis, MN
  • 07/2018 → 02/2020
    American Enterprise Investment Services Inc.
    Minneapolis, MN
  • 07/2018 → 02/2020
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 02/2020 → Present
    Craig-Hallum Capital Group
    Minneapolis, MN
Other Businesses

CCO of Craig-Hallum Advisors, LLC and affiliated investment advisor. IA Registration in State of NY. Approximately 15-20 hours a week dedicated to OBA. Duties are generally parallel to those of CCO of broker-dealer. President of Nokomis Partners, LLC. Purpose of business is to buy and sell collectibles, memorabilia and antiques. Approximately 10 hours a week dedicated to business, outside of normal securities trading hours. Starting in February, 2024, paid consultant to Gerson Lehman Group. Provides periodic expert interviews regarding basic industry progress and technology concerns for the Consolidated Audit Trail. GLG may present non-broker-dealer clients for paid discussions on related industry topics for which I may engage after conducting conflicts reviews. Only compensated for time during interviews. Time: Approximately 0-3 hours per month - non-business hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-26
S63 Uniform Securities Agent State Law Examination 2001-09-19
  • S65 Uniform Investment Adviser Law Examination
    2023-06-26
  • S63 Uniform Securities Agent State Law Examination
    2001-09-19
Other Names
  • Chris R Jensen
  • Chris Ronald Jensen
  • Christopher Jensen

View on SEC IAPD

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