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Dominic Francis Kariofiles

Ubs Financial Services Inc.

Cincinnati, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-09-02
  • OH RA
    APPROVED
    Since 2025-09-02

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Cincinnati OH 05/2024 11/2024
Flyer Enterprises Dayton OH 05/2023 05/2025
Cincinnati Pool Management Cincinnati OH 06/2023 08/2023
Great Miami Valley Ymca Cincinnati OH 05/2023 08/2023
Cooper's Hawk Winery And Restaurant West Chester OH 06/2021 08/2022
University Of Dayton Dayton OH 08/2021 05/2025
Archbishop Moeller High School Cincinnati OH 08/2017 05/2021
Lakota Local School District Liberty Twp OH 08/2010 05/2017
Ubs Financial Services Cincinnati OH 11/2024 Present
  • 05/2024 → 11/2024
    Ubs Financial Services
    Cincinnati, OH
  • 05/2023 → 05/2025
    Flyer Enterprises
    Dayton, OH
  • 06/2023 → 08/2023
    Cincinnati Pool Management
    Cincinnati, OH
  • 05/2023 → 08/2023
    Great Miami Valley Ymca
    Cincinnati, OH
  • 06/2021 → 08/2022
    Cooper's Hawk Winery And Restaurant
    West Chester, OH
  • 08/2021 → 05/2025
    University Of Dayton
    Dayton, OH
  • 08/2017 → 05/2021
    Archbishop Moeller High School
    Cincinnati, OH
  • 08/2010 → 05/2017
    Lakota Local School District
    Liberty Twp, OH
  • 11/2024 → Present
    Ubs Financial Services
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-29
  • S66 Uniform Combined State Law Examination
    2025-08-29

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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