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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2026-05-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Papio Pool | Omaha | NE | 05/2019 | 08/2021 |
| Menard's | Omaha | NE | 05/2022 | 05/2024 |
| Cfg Advisors | Omaha | NE | 07/2025 | Present |
| Gross Catholic High School | Omaha | NE | 11/2024 | 02/2025 |
| N/A | Ralston | NE | 08/2015 | 05/2019 |
| N/A | Ralston | NE | 08/2021 | 05/2022 |
| Ralston Public Schools | Omaha Brm | NE | 07/2025 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2025 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 05/2024 | 08/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 05/2026 | Present |
1. NAME OF OTHER BUSINESS: RALSTON PUBLIC SCHOOLS INVESTMENT RELATED: NO ADDRESS: 8545 PARK DR, OMAHA BRM, NE 68127 NATURE OF BUSINESS: SCHOOL START DATE: 7/2025 POSITION/TITLE/RELATIONSHIP: ASSISTANT COACH APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: ASSIST HEAD COACH WITH PRACTICE AND COMPETITION; 2. NAME OF OTHER BUSINESS: CFG ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 7/2025 POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE ASSISTANT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 33 BRIEF DESCRIPTION OF DUTIES: ASSIST WITH ADMINISTRATIVE ACTIVITIES; 3. NAME OF OTHER BUSINESS: RALSTON SCHOOLS FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 8545 PARK DR, RALSTON, NE 68127; NATURE OF BUSINESS: BOARD; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ASSIST IN ORGANIZATION AND FUNDRAISING FOR VARIOUS PROGRAMS THAT DIRECTLY BENEFIT STUDENTS; 4. NAME OF OTHER BUSINESS: THETA CHI SCHOLARSHIP BOARD; INVESTMENT RELATED: NO; ADDRESS: 2800 N 50TH ST, LINCOLN, NE 68504; NATURE OF BUSINESS: BOARD; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: SECRETARY; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PREPARE MEETING AGENDAS, TAKE AND PUBLISH MEETING MINUTES, PREPARE ALUMNI NEWSLETTER;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-22 |
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