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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-18 |
Branch Locations
Two Barton Skyway 1601 South Mopac Expressway, Sui, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2024 | Present |
| Texas Tech University Student | Lubbock | TX | 08/2020 | 05/2024 |
| North Star Consultants Of Texas | Austin | TX | 06/2023 | 08/2023 |
| Austin Paddle Shack | Austin | TX | 05/2022 | 07/2022 |
| Randalls Grocery Store | Austin | TX | 06/2018 | 08/2021 |
| Linden Henry's Law Service | Austin | TX | 05/2014 | 08/2018 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2024 | Present |
1. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: LIFE INSURANCE, SECURITIES, AND PLANNING UNDER THE NORTH STAR RESOURCE GROUP BRAND START DATE: 10/2023 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: SECURITIES AND PLANNING BUSINESS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-29 |
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