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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-07-20 |
| CA | RA | APPROVED | 1999-08-09 |
Branch Locations
407 W Ojai Ave Ste B, Ojai, CA 93023 • United States
Ojai, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Ojai | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Ojai | CA | 03/2020 | Present |
Real Estate Ownership; Commercial; Elms Mobile Home Park, 1-10 Boerne, TX, ,; ; / Multi-Family; 511, 513,and 521 S. La Luna Ave.Ojai CA, , Ojai, CA, 93023; Investment-Related; 08/05/1998 / Commercial; 407 W. Ojai Ave, , Ojai, N/A, 93023; Investment-Related; 01/01/2002 / Single Family; 217 E. Also St, , Ojai, CA, 93023; Investment-Related; 04/08/2026. Real Estate License; Yes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-07-30 |
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