Jeffrey Springgate

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 06/2017
  Thrivent Investmentment Management Inc
  Newbury Park, CA
• 06/2014 → 06/2017
  Thrivent Financial
  Appleton, WI
• 06/2017 → Present
  Edward Jones
  St. Louis, MO

Previous Registrations

• 2014-06-09 → 2017-06-05
  Thrivent Investment Management Inc.
  Thousand Oaks, CA
  Pismo Beach, CA
  Santa Barbara, CA
  Thousand Oaks, CA
• 2008-09-09 → 2013-06-07
  Msi Financial Services, Inc.
  Woodland Hills, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-09-02
• S63 Uniform Securities Agent State Law Examination
  2007-04-30

Other Names

• Jeffrey Thomas Springgate