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Adrian Lee

Charles Schwab & Co., Inc.

Los Altos, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-12-22
  • CA RA
    APPROVED
    Since 2025-12-22

Branch Locations

240 Third Street Suite 100, Los Altos, CA 94022-3617 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Los Altos CA 06/2024 08/2024
Full Time Education Belmont CA 08/2017 06/2021
Full Time Education Belmont CA 01/2015 06/2017
Full Time Education Riverside CA 08/2021 06/2025
Charles Schwab & Co., Inc. Los Altos CA 07/2025 Present
  • 06/2024 → 08/2024
    Charles Schwab & Co., Inc.
    Los Altos, CA
  • 08/2017 → 06/2021
    Full Time Education
    Belmont, CA
  • 01/2015 → 06/2017
    Full Time Education
    Belmont, CA
  • 08/2021 → 06/2025
    Full Time Education
    Riverside, CA
  • 07/2025 → Present
    Charles Schwab & Co., Inc.
    Los Altos, CA
Other Businesses

1) eBay | Investment Related:No||Other|Online Marketplace Seller|2023-06-01|Less than 20|0|Occasionally sells used personal items.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-22
  • S66 Uniform Combined State Law Examination
    2025-12-22

View on SEC IAPD

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Other Offices

EDWARD JONES · LOS ALTOS, CA
GATES PASS ADVISORS, LLC · LOS ALTOS, CA
TSINGYUAN VENTURES LLC · LOS ALTOS, CA
VIDI LLC · LOS ALTOS, CA
LPL FINANCIAL LLC · LOS ALTOS, CA
THREE BRIDGE WEALTH ADVISORS · LOS ALTOS, CA
FRANK ELMER INVESTMENT STRATEGIES LLC · LOS ALTOS, CA
KNIGHT AND COMPANY WEALTH ADVISORS, LLC · LOS ALTOS, CA

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