Erik Allen Schei

Employer firm

Gates Pass Advisors, LLC CRD 269983

$208M regulatory AUM 18 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2007 → 03/2018
  Concert Wealth Management, Inc.
  San Jose, CA
• 07/2013 → 10/2017
  Omniscient Holdings
  San Jose, CA
• 07/2017 → 06/2019
  Aria Wealth Management, Inc.
  San Jose, CA
• 06/2019 → Present
  Gates Pass Advisors, Llc
  Los Altos, CA
• 09/2016 → 12/2016
  Sowell Management Services
  San Jose, CA

Previous Registrations

• 2017-07-05 → 2019-06-14
  Aria Wealth Management
  Saratoga, CA
• 2007-02-08 → 2018-03-29
  Concert Wealth Management
  San Jose, CA
  San Jose, CA
  San Jose, CA
• 2016-10-07 → 2016-12-19
  Sowell Management
  San Jose, CA
  North Little Rock, AR
• 2011-10-10 → 2014-06-16
  Concert Capital Management
  San Jose, CA
• 2011-10-10 → 2014-06-16
  Private Client Advisors
  San Jose, CA
• 2006-04-12 → 2007-02-14
  Citigroup Global Markets Inc.
  Palo Alto, CA

Other Businesses

Name: SVGRP, LLC (Not investment-related) Address: Bainbridge Island, Washington Business: Consulting Position/Duties: Owner Start Date: 2016 Hours devoted during securities trading: 0 Hours devoted outside securities trading: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-04-08
• S63 Uniform Securities Agent State Law Examination
  2006-02-25

Designations

• Chartered Financial Analyst

Other Names

• Erik A Schei