Cole Roth

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2026-01-09

OH RA
APPROVED

Since 2026-01-09

Branch Locations

1645 Indian Wood Circle Suite 102, Maumee, OH 43537 • United States

205 W. Main Street, Morenci, MI 49256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kroger	Bowling Green	OH	08/2022	05/2025
Egr Financial	Maumee	OH	05/2025	Present
Compass Group	Bowling Green	OH	08/2023	12/2025
Unemployed	Liberty Center	OH	01/2015	08/2022
Osaic Wealth, Inc.	Maumee	OH	12/2025	Present

08/2022 → 05/2025

Kroger

Bowling Green, OH
05/2025 → Present

Egr Financial

Maumee, OH
08/2023 → 12/2025

Compass Group

Bowling Green, OH
01/2015 → 08/2022

Unemployed

Liberty Center, OH
12/2025 → Present

Osaic Wealth, Inc.

Maumee, OH

Other Businesses

ENGLER, GARROW, & ROTH, LTD. POSITION: Paraplanner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 144 START DATE: 12/15/2025 ADDRESS: 1645 Indian Wood Circle, Suite 102, Maumee OH 43537, United States DESCRIPTION: Trade generation, client follow-up, and assisting financial planners

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2026-01-08

S66 Uniform Combined State Law Examination

2026-01-08

Other Names

Cole Brian Roth

View on SEC IAPD

Current Employers

Osaic Wealth, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

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