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Andrew M Forman

Wells Fargo Clearing Services, LLC

San Jose, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-18
CA RA APPROVED 2025-09-12
  • TX RA
    APPROVED
    Since 2025-11-18
  • CA RA
    APPROVED
    Since 2025-09-12

Branch Locations

50 W San Fernando St Ste 1500 [Ka-Rbo], San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc San Jose CA 03/2025 Present
Randstad San Jose CA 04/2023 09/2024
Synopsys Sunnyvale CA 06/2023 09/2023
California Polytechnic University San Luis Obispo CA 09/2020 12/2024
Archbishop Mitty High School San Jose CA 08/2016 06/2020
  • 03/2025 → Present
    Wells Fargo Clearing Services, Llc
    San Jose, CA
  • 04/2023 → 09/2024
    Randstad
    San Jose, CA
  • 06/2023 → 09/2023
    Synopsys
    Sunnyvale, CA
  • 09/2020 → 12/2024
    California Polytechnic University
    San Luis Obispo, CA
  • 08/2016 → 06/2020
    Archbishop Mitty High School
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-12
  • S66 Uniform Combined State Law Examination
    2025-09-12
Other Names
  • Andrew Forman

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
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