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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-03-04 |
Branch Locations
8101 E Prentice Ave Ste 775, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Englewood | CO | 04/2024 | 11/2024 |
| S&P Global | Denver | CO | 10/2021 | 02/2024 |
| Kpmg | Denver | CO | 01/2021 | 06/2021 |
| Ibm | Greenwood Village | CO | 10/2018 | 12/2020 |
| Iheartmedia Inc. | New York | NY | 03/2018 | 10/2018 |
| Student | Denver | CO | 08/2013 | 12/2017 |
| Unemployed | Denver | CO | 07/2021 | 09/2021 |
| Lpl Enterprise, Llc | Englewood | CO | 11/2024 | 01/2025 |
| Massmutual Life Insurance Co | Denver | CO | 02/2025 | 03/2026 |
| Mml Investors Services, Llc | Denver | CO | 08/2025 | Present |
| Prudential | Englewood | CO | 04/2024 | 11/2024 |
| Unemployed | Denver | CO | 02/2024 | 04/2024 |
| Lpl Financial | Greenwood Village | CO | 03/2026 | Present |
| Upstream Investment Partners | Greenwood Village | CO | 03/2026 | Present |
1. 2/2026 - Upstream Investment Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 3/2/2026 2. 2/2026 - Sydney Bornstein LLC - Business Entity For Tax/Investment Purposes Only - Inv Rel - 0 Hour(s)/Month - 0 Hour(s) During Trading - Denver CO 80229 - OBA Start Date: 12/16/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-20 |
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