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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2023-08-10 |
Branch Locations
711 2Nd Ave Se Ste 200, Cedar Rapids, IA 52401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Minnesota Life Ins Co | St Paul | MN | 08/2012 | 08/2023 |
| Securian Financials Services, Inc | St Paul | MN | 08/2012 | 08/2023 |
| Securian Advisors Midamerica | Hiawatha | IA | 07/2012 | 08/2023 |
| Cetera Wealth Services, Llc | Cedar Rapids | IA | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1) FINANCIAL PEACE UNIVERSITY POSITION: Volunteer NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2018 ADDRESS: , Cedar Rapids IA , United States DESCRIPTION: Volunteer 2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 03/1999; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE; 3) NAME OF OTHER BUSINESS: ISAAC NEWTON CHRISTIAN ACADEMY; INVESTMENT RELATED: NO; ADDRESS: 1635 LINMAR DRIVE NE CEDAR RAPIDS 52402; NATURE OF BUSINESS: BOARD; START DATE: 06/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER AT LARGE; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: DEVELOPING AND MONITORING SCHOOL POLICIES AND FUTURE PLANNING; 4. NAME OF OTHER BUSINESS: GUIDE WEALTH PARTNERS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 30, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-02 |
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