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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-07-08
  • CA RA
    APPROVED
    Since 2025-07-08

Branch Locations

5007 Scotts Valley Dr, Scotts Valley, CA 95066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Scotts Valley CA 05/2024 Present
Emzingo & Emzingoiu Waltham MA 01/2022 04/2022
Laetro Menlo Park CA 05/2022 04/2023
Doordash Los Gatos CA 05/2019 08/2021
Classic Parking Saratoga CA 05/2019 08/2019
Instacart Los Gatos CA 05/2019 08/2021
Nhl All Star Game San Jose CA 01/2019 01/2019
Classic Parking Saratoga CA 05/2021 08/2021
Cawley Curran Wong & Associates Vancouver 01/2019 04/2019
Unemployed Saratoga CA 08/2021 01/2022
Unemployed Los Gatos CA 05/2023 01/2024
Kevin L. Mize, Cfp® Scotts Valley CA 02/2024 04/2024
Bentley University Waltham MA 08/2019 05/2023
Student San Jose CA 01/2004 01/2019
Raymond James Financial Services Advisors, Inc Scotts Valley CA 07/2025 Present
  • 05/2024 → Present
    Raymond James Financial Services, Inc.
    Scotts Valley, CA
  • 01/2022 → 04/2022
    Emzingo & Emzingoiu
    Waltham, MA
  • 05/2022 → 04/2023
    Laetro
    Menlo Park, CA
  • 05/2019 → 08/2021
    Doordash
    Los Gatos, CA
  • 05/2019 → 08/2019
    Classic Parking
    Saratoga, CA
  • 05/2019 → 08/2021
    Instacart
    Los Gatos, CA
  • 01/2019 → 01/2019
    Nhl All Star Game
    San Jose, CA
  • 05/2021 → 08/2021
    Classic Parking
    Saratoga, CA
  • 01/2019 → 04/2019
    Cawley Curran Wong & Associates
    Vancouver
  • 08/2021 → 01/2022
    Unemployed
    Saratoga, CA
  • 05/2023 → 01/2024
    Unemployed
    Los Gatos, CA
  • 02/2024 → 04/2024
    Kevin L. Mize, Cfp®
    Scotts Valley, CA
  • 08/2019 → 05/2023
    Bentley University
    Waltham, MA
  • 01/2004 → 01/2019
    Student
    San Jose, CA
  • 07/2025 → Present
    Scotts Valley, CA
Other Businesses

(1)Name of Business: Earthrise Financial Address: 4340 Scotts Valley Dr Ste D, Scotts Valley, CA, 95066-4541, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/08/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Registered Sales Assistant \nconduct equity research \ncreate ACATS \nassist in client communication \nsit in client meetings with the branch manager Kevin Mize

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-30
  • S66 Uniform Combined State Law Examination
    2025-06-30

View on SEC IAPD

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