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Joseph Christopher Cercone

LPl Financial LLC

Rochester, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-05-27
  • MI RA
    APPROVED
    Since 2026-05-27

Branch Locations

414 East Street, Rochester, MI 48307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Newburgh Swim Club Livonia MI 05/2016 09/2016
Unemployed Livonia MI 09/2016 05/2017
Newburgh Swim Club Livonia MI 05/2017 09/2017
Unemployed Livonia MI 09/2017 05/2018
Newburgh Swim Club Livonia MI 05/2018 09/2018
Unemployed Livonia MI 09/2018 02/2019
Burn Fitness Livonia MI 02/2019 10/2020
Amazon Warehouse Livonia MI 06/2020 07/2021
Extreme Loans Southfield MI 07/2021 12/2021
Unemployed Rochester MI 01/2022 08/2022
Livonia Italian Bakery Livonia MI 08/2022 11/2023
Community Choice Credit Union Farmington Hills MI 11/2023 05/2024
Lpl Financial Llc Rochester MI 05/2024 Present
  • 05/2016 → 09/2016
    Newburgh Swim Club
    Livonia, MI
  • 09/2016 → 05/2017
    Unemployed
    Livonia, MI
  • 05/2017 → 09/2017
    Newburgh Swim Club
    Livonia, MI
  • 09/2017 → 05/2018
    Unemployed
    Livonia, MI
  • 05/2018 → 09/2018
    Newburgh Swim Club
    Livonia, MI
  • 09/2018 → 02/2019
    Unemployed
    Livonia, MI
  • 02/2019 → 10/2020
    Burn Fitness
    Livonia, MI
  • 06/2020 → 07/2021
    Amazon Warehouse
    Livonia, MI
  • 07/2021 → 12/2021
    Extreme Loans
    Southfield, MI
  • 01/2022 → 08/2022
    Unemployed
    Rochester, MI
  • 08/2022 → 11/2023
    Livonia Italian Bakery
    Livonia, MI
  • 11/2023 → 05/2024
    Community Choice Credit Union
    Farmington Hills, MI
  • 05/2024 → Present
    Rochester, MI
Other Businesses

1 - 02/2025 - Aquest Wealth Strategies - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 40 Hours During Trading - At reported business location(s).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-22
  • S66 Uniform Combined State Law Examination
    2026-05-22

View on SEC IAPD

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